2024 Cftc no action letter 13-70

Cftc no action letter 13-70

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WebNov 25, 2013 · The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight has issued No-Action Letter 13-70 providing relief to swap … Web1 CFTC Letter No. 19-28 (Dec. 17, 2024), available at https: ... Both divisions provided no-action letters in response to ARRC’s letter. In formulating this revised letter, DCR considered a new July 20, 2024 letter, the November 5, ... 13 Information regarding the progress of trading SOFR derivatives to date can be found at

U.S. COMMODITY FUTURES TRADING COMMISSION

WebNov 18, 2013 · The letter states that no person may rely upon the relief provided in Letter No. 13-33 after November 15, 2013. Lofchie Comment: It certainly seems that there are Administrative Procedures Act issues here. On June 27, 2013, the CFTC issued “no-action letter” 13-33, which provides “The eligible account manager . . . WebUnion Entities in CFTC No-Action Letters: 12-70, 13-45, 17-64, 17-66, and 17-67 I. Introduction This letter extends to United Kingdom (“UK”) entities existing regulatory relief involving European Union (“EU”) entities issued by staff of the Commodity Futures Trading Commission ... 1 See CFTC No-Action Letter No. 12-70 (December 31, 2012 ... how to use telegram without phone

Federal Register :: Margin Requirements for Uncleared Swaps for …

WebOct 26, 2024 · See Exemption From Registration for Certain Foreign Persons, 81 Fed. Reg. 51824 (Aug. 5, 2016). For purposes of the 2016 Proposal, the CFTC defined IFIs as those multinational institutions defined in the CFTC’s previous rulemakings and staff no-action letters, i.e., International Monetary Fund, International Bank for Reconstruction and … WebNo. 13-33 (the “June No-Action Letter”), which responded to requests received by the Division from the International Swaps and Derivatives Association (“ ISDA ”) and the … Web(2) No-action letter means a written statement issued by the staff of a Division of the Commission or of the Office of the General Counsel that it will not recommend enforcement action to the Commission for failure to comply with a specific provision of the Act or of a Commission rule, regulation or order if a proposed transaction is completed or … how to use telehealth in simple practice

U.S. COMMODITY FUTURES TRADING COMMISSION

WebFeb 2, 2024 · The Commodity Futures Trading Commission’s Market Participants Division today announced it has issued a time-limited no-action letter replacing CFTC … Webregistration no-action relief pursuant to the streamlined approach described in Letter 14-69, 1 7 U.S.C. §6m(1). The CEA is found at 7 U.S.C. §§1 et seq. (2012). It may be accessed … orge in spanishWeb“DSIO established this no-action position in Letter 13-70 with the understanding that required execution of intended-to-be-cleared swaps on or subject to the rules of a SEF or … orge kws borelly

"WebNov 22, 2013 · No-Action Letter 13-70 identifies four different situations in which relief is available and itemizes the business conduct standards covered by the letter in Tables 1 … " - Cftc no action letter 13-70

Cftc no action letter 13-70

U.S. COMMODITY FUTURES TRADING COMMISSION

WebNov 18, 2013 · CFTC Amends No-Action Relief to SDs and MSPs Regarding Intended-To-Be-Cleared Swaps (CFTC Letter 13-70) Posted on November 18, 2013by Steven … Web7 hours ago · In CFTC Letter No. 19–17, DCR stated that, in the context of separate accounts, the risk management goals of regulation § 39.13(g)(8)(iii) may effectively be …

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WebJan 17, 2024 · The Commodity Futures Trading Commission (the “ CFTC ”) approved the publication of two releases (the “ Final Rules ”) 1 on November 25, 2024, adopting final amendments to Part 4 of the CFTC... WebJan 9, 2024 · The CFTC determined that it would not, at this time, adopt final rules relating to two components of the 2024 Proposal that had generated substantial concerns in the comment process: (1) the proposed “ 18-96 Exemption ,” a new exemption for CPOs of offshore funds modeled after existing CFTC Staff Advisory 18-96, 7 and (2) a proposal to …

WebDec 5, 2015 · June 7, 2013: The FXC and FMLG – Request for Technical Clarification of Relief Granted in CFTC Letter No. 13-12 for Transactions in BIS 31 Currencies April 17, 2013: The FXC and FMLG -- Request for No-action Relief Regarding Obligation to Provide Pre-Trade Mid-Market Quote (BIS 31 Request) WebJan 13, 2024 · Commodity Futures Trading Commission (CFTC or Commission) registrants and derivatives market participants should take note of a recent announcement by CFTC Chairman Heath Tarbert that, effective January 1, 2024, "the CFTC will publish all requests for staff no-action, interpretive, and exemptive relief on our website when such relief is …

Web7 hours ago · In CFTC Letter No. 19–17, DCR stated that, in the context of separate accounts, the risk management goals of regulation § 39.13(g)(8)(iii) may effectively be addressed if a clearing FCM carrying a customer with separate accounts meets certain conditions, which were derived from the Industry Letters and specified in CFTC Letter … WebJan 9, 2024 · On May 30, 2024, the CFTC issued No-Action Letter 17-27 (No-Action 17-27), further extending relief to swap execution facilities (SEFs) and designated contract markets (DCMs) from certain CFTC regulations to allow for: The correction of clerical or operational errors that cause a swap to be rejected for clearing; and

WebJan 9, 2024 · During the exclusion reaffirmation process at the end of 2024 and beginning of 2024, the CFTC expects that investment advisers will: file new notices identifying the relevant investment adviser...

WebFeb 25, 2024 · These no-action letters will permit UK market participants to rely on longstanding CFTC staff relief related to a series of issues including, but not limited to, introducing broker registration, swap data reporting, … orge isocelWebOct 18, 2016 · On September 28, 2016, the Commodity Futures Trading Commission (the “CFTC”) unanimously approved the expansion of currencies of interest rate swaps subject to mandatory clearing under the U.S. Commodity Exchange Act (the “Act”). [1] orge kws cassiaWebJan 10, 2013 · Pursuant to CFTC Letter No. 12-66, the CFTC’s Division of Market Oversight (DMO) issued a no-action letter providing that CFTC staff will not recommend an … how to use teleparty on mobileWebNotice I-13-44. December 20, 2013. Important Notice Regarding Applicability of CFTC No-Action Letter 13-51 Regarding Consolidation of Pool Annual and Quarterly Reports by … orgel armsheimWebNov 1, 2014 · On October 15, 2014, the Division of Swap Dealer and Intermediary Oversight (the “Division”) of the Commodity Futures Trading Commission (“CFTC” or “Commission”) issued CFTC No-Action Letter No. 14-126 (“Letter 14-126”), which sets forth a number of conditions with which commodity pool operators (“CPOs”) that delegate their CPO … how to use telekinesis in bioshock 2WebSep 18, 2024 · On August 31, 2024, three divisions of the US Commodity Futures Trading Commission (CFTC) issued revised no-action letters providing additional relief to swap dealers (SDs), end users, and other market participants from registration requirements; business conduct standards; uncleared swap margin requirements; mandatory clearing; … how to use telemetry system on apm 2.8WebA no-action letter represents the position only of the Division that issued it, or the Office of the General Counsel if issued thereby. A no-action letter binds only the issuing Division … how to use telepathic powers